Prime brokerage - PDFSEARCH.IO - Document Search Engine

Prime brokerage
Results: 803

#	Item
41	ICMA EUROPEAN REPO COUNCIL Add to Reading List Source URL: www.icma-group.org Language: English Economy Finance Money Systemic risk Financial services Repurchase agreement International Capital Market Association Prime brokerage Market data
42	Supplemental Disclosure Annex for FX Prime Brokerage Transactions This Supplemental Disclosure Annex supplements and should be read in conjunction with the General Disclosure Statement for Transactions and the Disclosure Add to Reading List Source URL: globalmarkets.bnpparibas.com Language: English - Date: 2015-06-30 07:40:34 Financial services Prime brokerage Broker Financial transaction tax Soft dollar
43	Transforming Shadow Banking into Resilient Market-based Finance Regulatory framework for haircuts on non-centrally cleared securities financing transactions Add to Reading List Source URL: www.fsb.org Language: English - Date: 2015-11-12 13:06:19 Economy Finance Money Systemic risk Financial services Liability Financial markets Haircut Loans Prime brokerage Repurchase agreement Securities lending
44	Dear Valued Client, BNP Paribas Prime Brokerage Inc. maintains a comprehensive Corporate Business Continuity Program to protect the firm and its clients against disruptions that may affect business operations. We will ta Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 Economy Finance IT risk management Banks Investment banks Primary dealers Disaster recovery Business continuity BNP Paribas Business continuity planning Securities Investor Protection Corporation Bank BG BNP Paribas
45	BNP Paribas Prime Brokerage, Inc. (SEC I.D. NoSTATEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2015 UNAUDITED Add to Reading List Source URL: www.primebroker.com Language: English Economy Finance Money United States housing bubble Valuation Financial accounting Taxation Financial markets BNP Paribas Asset liability management Accrual Asset
46	Dear Valued Client, BNP Paribas Prime Brokerage Inc. maintains a comprehensive Corporate Business Continuity Program to protect the firm and its clients against disruptions that may affect business operations. We will ta Add to Reading List Source URL: www.primebroker.com Language: English - Date: 2015-08-27 11:43:46 Economy Finance IT risk management Banks Investment banks Primary dealers Disaster recovery Business continuity BNP Paribas Business continuity planning Securities Investor Protection Corporation Bank BG BNP Paribas
47	Disclosure - FINRA Rule 4340 Callable Securities As required by FINRA Rule 4340, BNP Paribas Prime Brokerage, Inc. (“the Firm”) is making available to its customers details of how the Firm allocates callable securiti Add to Reading List Source URL: www.primebroker.com Language: English - Date: 2015-08-27 11:43:46 Economy Finance Self-regulatory organizations United States securities law Money Options Financial markets Financial Industry Regulatory Authority Security Callable bond Bond Short
48	Hedge Funds Demystified Glen Millar Director, Asset Management Audit & Compliance SA 6 November 2014 Hedge Funds Demystified Add to Reading List Source URL: www.ifma-net.ch Language: English - Date: 2014-12-04 15:04:46 Investment Financial services Hedge fund Private equity Alternative investment Prime brokerage Investment management Investment fund Open-end fund Samena Capital
49	The Failure Mechanics of Dealer Banks Darrell Duffie Graduate School of Business, Stanford University∗ First Draft: May 15, This draft: July 23, 2009. Add to Reading List Source URL: www.q-group.org Language: English - Date: 2016-03-25 20:51:28 Systemic risk Prime brokerage Federal Reserve System Derivative Hedge fund Repurchase agreement Financial crisis of 200708 Money market Bank Goldman Sachs Security Credit risk
50	8_HEDGE_FOUNDS_ENG_TIM.indd Add to Reading List Source URL: www.caceis.com Language: English - Date: 2015-06-26 07:56:24 Economy Finance Money Financial services Investment Hedge fund Undertakings for Collective Investment in Transferable Securities Directive Prime brokerage Investment fund Calamos Ezra Zask